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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-19
  • FL RA
    APPROVED
    Since 2018-09-19

Branch Locations

20635 Amberfield Drive Suite 102, Land O'LAkes, FL 34638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Land O'LAkes FL 09/2016 Present
Raymond James Financial Services, Inc. Land O'LAkes FL 06/2015 09/2016
Raymond James Financial Services Advisors Inc. Land O'LAkes FL 09/2018 Present
  • 09/2016 → Present
    Raymond James Financial Services, Inc.
    Land O'LAkes, FL
  • 06/2015 → 09/2016
    Raymond James Financial Services, Inc.
    Land O'LAkes, FL
  • 09/2018 → Present
    Land O'LAkes, FL
Other Businesses

(1)Name of Business: Independent Financial Services Address: 20635 Amberfield Dr Ste 102, Land O Lakes, FL, 34638, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-07

View on SEC IAPD

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