Mary Elizabeth Hartrich

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 08/2023
  The Vanguard Group, Inc.
  Malvern, PA
• 08/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Previous Registrations

• 2018-05-11 → 2023-08-17
  Vanguard Advisers, Inc.
  Malvern, PA

Other Businesses

I*: 2095274Entity Type: Charitable OrganizationName of OBA: PAWS ChicagoAddress: Chicago, Illinois, 60614Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 20-Nov-2024Number of Hours: 1 hr wklyNumber of Hours during trading: 0 Duties: The mission of the PAWS Chicago Professional Board is to raise funds and awareness in support of PAWS Chicago. As a PAWS Chicago Professional Board member, I am a direct line from the animals into the community. My role is to encourage participation from my network, including friends, peers, coworkers and local businesses. | I*: 2086302 Entity Type: Entity Charitable Name of OBA: Villanova University Club of Chicago Address: Chicago, Illinois 60661 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 12/01/2024 No Hours: 1hr/wk No Hours during trading: 0 Duties: I studied at Villanova University for my undergraduate education. The Villanova Club of Chicago is the Chicago chapter for Alumni and friends of Alumni to get together for social events like game watches, volunteer events, networking events, etc. The Chapter is looking for new board members to take on various responsibilities. I would like to join the board and volunteer my time to help plan events, represent the club by attending events in a leadership capacity, and market events to the Villanova community in Chicago using the official email or social media channels like instagram and facebook.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-04
• S63 Uniform Securities Agent State Law Examination
  2015-07-16

Other Names

• Molly Hartrich
• Mary Elizabeth Hartrich
• Mary Hartrich