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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-08-16
  • MN RA
    APPROVED
    Since 2021-08-16

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Equitable, Llc Minneapolis MN 05/2018 06/2020
Axa Advisors, Llc New York NY 09/2019 06/2020
Brown Wealth Management Eden Prairie MN 11/2017 05/2018
Northrock Partners Minneapolis MN 01/2017 10/2017
Canopy Financial/ Axa Advisors Minneapolis MN 06/2016 09/2016
St. Thomas University Minneapolis MN 06/2013 05/2017
Equitable Minneapolis MN 05/2018 07/2021
Equitable Advisors, Llc New York NY 09/2019 07/2021
Lpl Financial, Llc Plymouth MN 07/2021 06/2025
Wealth Enhancement Group Plymouth MN 07/2021 Present
Wealth Enhancement Advisory Services Llc Plymouth MN 07/2021 Present
Wealth Enhancement Brokerage Services Plymouth MN 07/2024 Present
  • 05/2018 → 06/2020
    Axa Equitable, Llc
    Minneapolis, MN
  • 09/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 11/2017 → 05/2018
    Brown Wealth Management
    Eden Prairie, MN
  • 01/2017 → 10/2017
    Northrock Partners
    Minneapolis, MN
  • 06/2016 → 09/2016
    Canopy Financial/ Axa Advisors
    Minneapolis, MN
  • 06/2013 → 05/2017
    St. Thomas University
    Minneapolis, MN
  • 05/2018 → 07/2021
    Equitable
    Minneapolis, MN
  • 09/2019 → 07/2021
    New York, NY
  • 07/2021 → 06/2025
    Lpl Financial, Llc
    Plymouth, MN
  • 07/2021 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 07/2021 → Present
    Plymouth, MN
  • 07/2024 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/2/2021 - 800 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-05
  • S66 Uniform Combined State Law Examination
    2019-07-05
Other Names
  • Ryan Dean Winter
  • Ryan Winter

View on SEC IAPD

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