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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-06
CA RA APPROVED 2025-03-06
CO RA APPROVED 2025-03-06
FL RA APPROVED 2025-03-06
IL RA APPROVED 2025-03-06
IN RA APPROVED 2025-03-06
IA RA APPROVED 2025-03-06
PA RA APPROVED 2025-03-06
WI RA APPROVED 2025-03-06
  • AZ RA
    APPROVED
    Since 2025-03-06
  • CA RA
    APPROVED
    Since 2025-03-06
  • CO RA
    APPROVED
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • IL RA
    APPROVED
    Since 2025-03-06
  • IN RA
    APPROVED
    Since 2025-03-06
  • IA RA
    APPROVED
    Since 2025-03-06
  • PA RA
    APPROVED
    Since 2025-03-06
  • WI RA
    APPROVED
    Since 2025-03-06

Branch Locations

1010 Lake St., Ste 200, Oak Park, IL 60301 • United States

875 North Michigan Ave #3100 John Hancock Center, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Inc Chigago IL 10/2010 03/2025
Ic Advisory Services Inc Chicago IL 10/2010 03/2025
Lpl Financial Llc Oak Park IL 03/2025 Present
  • 10/2010 → 03/2025
    The Investment Center Inc
    Chigago, IL
  • 10/2010 → 03/2025
    Ic Advisory Services Inc
    Chicago, IL
  • 03/2025 → Present
    Oak Park, IL
Previous Registrations
  • 2010-10-15 → 2025-03-06
    Ic Advisory Services, Inc.
    Chicago, IL
    Bedminster, NJ
    Oak Park, IL
  • 2007-05-29 → 2010-10-21
    Chicago, IL
    Chicago, IL
    Long Island City, NY
    River Forest, IL
    Chicago, IL
  • 2007-02-01 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
  • 2005-01-01 → 2007-01-31
    Rosemont, IL
    Chicago, IL
Other Businesses

1. 03/06/2025- Evolution Private Wealth Management, Inc.-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/05/2010- 160 Hours Per Month- 160 Hours During Trading 2. 03/06/2025- Evolution Private Wealth Management, Inc.- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/01/2003- 10 Hours Per Month- 10 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
  • S66 Uniform Combined State Law Examination
    2004-12-21

View on SEC IAPD

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