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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-05 |
Branch Locations
100 Crescent Court Suite 400, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. Llc | Dallas | TX | 06/2017 | 11/2019 |
| Southern Methodist University | Dallas | TX | 01/2014 | 05/2017 |
| Cresset Capital | West Palm Beach | FL | 01/2020 | 05/2021 |
| Goldman Sachs & Co. Llc | Dallas | TX | 05/2021 | 05/2024 |
| Ubs Financial Services, Inc | Dallas | TX | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-16 |
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