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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 05/2015 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 03/2021 | Present |
Name: Kerrently Crocheting Position: Owner of my online store Nature: I will be creating a business which will allow me to sell my handmade products on Etsy. Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 1/1/2022 Address: Home address Description: In charge of creating selling distributing products i have created and listed on my store website. This online store will be solely owned and operated by myself.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
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