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Kerry A Noonan

Nuveen Asset Management, LLC

Chicago, IL

CRD 6507645

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-10
  • IL RA
    APPROVED
    Since 2022-06-10

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 05/2015 Present
Nuveen Asset Management, Llc Chicago IL 03/2021 Present
Other Businesses

Name: Kerrently Crocheting Position: Owner of my online store Nature: I will be creating a business which will allow me to sell my handmade products on Etsy. Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 1/1/2022 Address: Home address Description: In charge of creating selling distributing products i have created and listed on my store website. This online store will be solely owned and operated by myself.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
  • S66 Uniform Combined State Law Examination
    2022-06-10

View on SEC IAPD

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