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Mario Antonio Reece-Rosas

Ubs Financial Services Inc.

El Cajon, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-31
NJ RA APPROVED 2021-06-08
CA RA APPROVED 2021-02-09
  • TX RA
    APPROVED_RES
    Since 2024-01-31
  • NJ RA
    APPROVED
    Since 2021-06-08
  • CA RA
    APPROVED
    Since 2021-02-09

Branch Locations

El Cajon, CA • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Diego CA 07/2018 Present
Full Time Student (Sdsu) San Diego CA 08/2013 06/2018
City Tacos San Diego CA 06/2015 05/2019
  • 07/2018 → Present
    Ubs Financial Services
    San Diego, CA
  • 08/2013 → 06/2018
    Full Time Student (Sdsu)
    San Diego, CA
  • 06/2015 → 05/2019
    City Tacos
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-08
  • S66 Uniform Combined State Law Examination
    2021-02-08

View on SEC IAPD

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