David Andrew Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2019 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

Wall Street Ninja I was cleared to begin employment with the acknowledgement that I will resign from this business in the future. I*3054297 Entity Type: N/A Name of OBA:Cottage Grove HOA Address:Houston Texas Investment Related:No Position, Title, Association:Board Member Start Date:11/03/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:take all complaints and provide direction for my townhome community.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-27

Other Names

• David Smith