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610 Market Street, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-09 |
| PA | RA | APPROVED | 2026-03-09 |
Branch Locations
610 Market Street, Philadelphia, PA 19106 • United States
Long Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Capital Management | Beverly Hills | CA | 02/2016 | 09/2016 |
| Sagepoint Financial, Inc. | Beverly Hills | CA | 03/2016 | 09/2016 |
| Home Depot | Thousand Oaks | CA | 11/2016 | 12/2016 |
| Jackson National Life Insurance Company | Nashville | TN | 01/2017 | 11/2020 |
| Pacer Financial, Inc. | Malvern | PA | 11/2020 | 09/2025 |
| Delaware Distributors, L.P. | Philadelphia | PA | 09/2025 | Present |
| Nomura Capital Management Llc | San Francisco | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-11 |
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