Thomas Michael Kelley

Employer firm

Granite Harbor Advisors, Inc. CRD 179523

$642M regulatory AUM 18 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2021
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2016 → 11/2021
  Northwestern Mutual Investment Services, Llc
  Houston, TX
• 09/2013 → 01/2022
  Kelligent Llc.
  Katy, TX
• 11/2016 → 11/2021
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2021 → 03/2024
  Fidelity Investments
  Houston, TX
• 04/2024 → Present
  Granite Harbor Advisors, Inc.
  Houston, TX

Previous Registrations

• 2022-02-16 → 2024-04-03
  Fidelity Personal And Workplace Advisors
  Houston, TX
• 2021-10-18 → 2021-11-30
  Northwestern Mutual Investment Services, Llc
  Houston, TX

Other Businesses

1. KELLIGENT, LLC; NOT INVESTMENT-RELATED; 24044 CINCO VILLAGE CENTER BLVD. SUITE 100, KATY, TX 77494; IT CONSULTING COMPANY; SPOUSES BUSINESS, 25% OWNER; START DATE 11/30/2014; APPROX 1 HOUR PER MONTH SPENT ON THIS OBA; 0 HOURS SPENT DURING SECURITIES TRADING HOURS; NO RESPONSIBILITIES OR WORK DONE FOR THIS OBA. SOMETIMES I PICK UP THE MAIL OR DEPOSIT CHECKS FOR THE BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-14
• S63 Uniform Securities Agent State Law Examination
  2016-08-04

Other Names

• Tom Kelley