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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED | 2025-01-22 |
| TN | RA | APPROVED | 2025-01-02 |
Branch Locations
Lookout Mountain, GA • United States
3530 South Broad Street Suite A, Chattanooga, TN 37409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2015 | 03/2024 |
| Northwestern Mutual Investment Services Llc | Chattanooga | TN | 06/2015 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | 03/2024 |
| Massmutual Life Insurance Co. | Chattanooga | TN | 02/2024 | Present |
| Mml Investors Services | Chattanooga | TN | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-14 |
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