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521 East Morehead Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-09-01 |
Branch Locations
521 East Morehead Street Suite 100, Charlotte, NC 28202 • United States
4242 Six Forks Road Suite 820, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aj Wealth | New York | NY | 06/2013 | 05/2018 |
| New Republic Capital, Llc | Charlotte | NC | 04/2021 | Present |
| Regions Bank | Raleigh | NC | 06/2018 | 04/2021 |
| New Republic Bank | Charlotte | NC | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-01 |
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