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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-12-09 |
Branch Locations
11800 Schwab Way, Austin, TX 78758 • United States
4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., | Richfield | OH | 06/2016 | Present |
| Schwab Retirement Plan Services, Inc. | Richfield | OH | 06/2016 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-04 |
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