Richard Augustus Leeper

Hot Springs, AR

CRD 6505731

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2015-11-05
TX	RA	APPROVED	2015-11-05

AR RA
APPROVED

Since 2015-11-05
TX RA
APPROVED

Since 2015-11-05

Branch Locations

161 Television Hill Road, Hot Springs, AR 71913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc.	Hot Springs	AR	06/2015	03/2023
Stephens Inc.	Hot Springs	AR	03/2023	03/2025
Stephens Inc	Hot Springs	AR	03/2025	Present

06/2015 → 03/2023

Stephens Inc.

Hot Springs, AR
03/2023 → 03/2025

Stephens Inc.

Hot Springs, AR
03/2025 → Present

Stephens Inc

Hot Springs, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-30

S66 Uniform Combined State Law Examination

2015-10-30

Designations

Certified Financial Planner

Other Names

Gus Leeper

View on SEC IAPD

Nearby Firms

STRONGTOWER WEALTH MANAGEMENT, PLC

U.S. BANCORP ADVISORS, LLC

Nearby Investors

TODD DAVID SADOWSKI

Terry Wayne Bewley

MITZIE A STEVENS

Nearby Offices

STRONGTOWER WEALTH MANAGEMENT, PLC · HOT SPRINGS, AR

U.S. BANCORP ADVISORS, LLC · Hot Springs, AR

EDWARD JONES · HOT SPRINGS, AR

More in Hot Springs, AR

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