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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-13
  • NC RA
    APPROVED
    Since 2026-04-13

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mulehide Products Beloit WI 08/2017 09/2018
Beacon Roofing Supply Toledo OH 09/2018 09/2019
Srs Distribution Maumee OH 10/2019 04/2020
Us Lumber Heath OH 09/2020 02/2021
Unemployed Wauseon OH 03/2021 06/2022
Unemployed Wauseon OH 04/2020 09/2020
White Cap Toledo OH 08/2022 05/2023
New York Life Wauseon OH 06/2023 05/2025
University Of Findlay Findlay OH 07/2012 07/2017
Nylife Securities Llc. Wauseon OH 04/2024 05/2025
Anthony Wayne High School Whitehouse OH 10/2024 03/2026
Eagle Strategies Llc Wauseon OH 05/2025 05/2025
Commonwealth Financial Network Waltham MA 05/2025 12/2025
Luminary Financial Group Whitehouse OH 05/2025 12/2025
Fust Citizens Investor Services Raleigh NC 03/2026 Present
Marvelous Lighting Raleigh NC 06/2026 Present
  • 08/2017 → 09/2018
    Mulehide Products
    Beloit, WI
  • 09/2018 → 09/2019
    Beacon Roofing Supply
    Toledo, OH
  • 10/2019 → 04/2020
    Srs Distribution
    Maumee, OH
  • 09/2020 → 02/2021
    Us Lumber
    Heath, OH
  • 03/2021 → 06/2022
    Unemployed
    Wauseon, OH
  • 04/2020 → 09/2020
    Unemployed
    Wauseon, OH
  • 08/2022 → 05/2023
    White Cap
    Toledo, OH
  • 06/2023 → 05/2025
    New York Life
    Wauseon, OH
  • 07/2012 → 07/2017
    University Of Findlay
    Findlay, OH
  • 04/2024 → 05/2025
    Nylife Securities Llc.
    Wauseon, OH
  • 10/2024 → 03/2026
    Anthony Wayne High School
    Whitehouse, OH
  • 05/2025 → 05/2025
    Wauseon, OH
  • 05/2025 → 12/2025
    Waltham, MA
  • 05/2025 → 12/2025
    Luminary Financial Group
    Whitehouse, OH
  • 03/2026 → Present
    Fust Citizens Investor Services
    Raleigh, NC
  • 06/2026 → Present
    Marvelous Lighting
    Raleigh, NC
Previous Registrations
Other Businesses

MARVELOUS LIGHTING POSITION: Agent NATURE: Outside Employment (retail job, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2026 ADDRESS: 3915 Beryl Road, Raleigh NC 27606, United States DESCRIPTION: Outdoor home lighting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-29
  • S66 Uniform Combined State Law Examination
    2025-04-29
Other Names
  • Dalton Nicely

View on SEC IAPD

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