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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-08-25 |
Branch Locations
501 S. Cherry Street, Suite 490, Denver, CO 80209 • United States
600 Portland Avenue South, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Denver | CO | 02/2016 | 08/2020 |
| Thrivent Financial | Appleton | WI | 07/2016 | 08/2020 |
| Thrivent Advisor Network, Llc | Denver | CO | 08/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 09/2020 | 08/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2024 | Present |
THRIVENT ADVISOR NETWORK, LLC DBA 5280 ASSOCIATES POSITION: Owner and Senior Wealth Advisor NATURE: Affiliated retail investment advisor firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 09/24/2020 ADDRESS: 501 S Cherry St, STE 490, Denver CO 80246, United States DESCRIPTION: Provide investment advisory services to retail clients FIXED INSURANCE POSITION: Insurance Producer NATURE: Selling/Servicing fixed insurance contract(s) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 501 S Cherry Street, Suite 490, Denver CO 80209, United States DESCRIPTION: Selling/Servicing fixed insurance contract(s) AHW ADVISORS LLC POSITION: Owner NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 09/26/2017 ADDRESS: 501 S Cherry St, STE 490, Denver CO 80246, United States DESCRIPTION: Oversee general business and marketing operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-28 |
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