Luis Hernando Morones Cortes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 05/2021
  Jp Morgan Securities Llc
  San Diego, CA
• 05/2015 → 05/2021
  Jp Morgan Chase Bank
  San Diego, CA
• 06/2021 → 04/2022
  Jpmorgan Chase Bank Na
  Houston, TX
• 06/2021 → 04/2022
  Jpmorgan Securities Llc
  Houston, TX
• 06/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jolla, CA
• 04/2022 → 06/2023
  Self Employed
  San Diego, CA
• 08/2023 → Present
  Bank Of America N.A.
  La Jolla, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-10-18
• S63 Uniform Securities Agent State Law Examination
  2015-07-09

Other Names

• Luis Hernando Morones Cortes
• Luis Hernando Morones Cortes
• Luis H Moronescortes