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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-02
FL RA APPROVED 2017-09-18
  • TX RA
    APPROVED_RES
    Since 2020-07-02
  • FL RA
    APPROVED
    Since 2017-09-18

Branch Locations

9100 Conroy Windemere Rd. Ste 200, Windermere, FL 34786 • United States

7970 Cooper Creek Blvd., Bradenton, FL 34201 • United States

504 W Plant St., Winter Garden, FL 34787 • United States

Clermont, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Choice Financial Services, Inc. Greensboro GA 04/2015 09/2017
Ccf Investments, Inc. Greensboro GA 06/2015 06/2017
Capital Choice Investment Advisers, Inc. Greensboro GA 01/2017 06/2017
Ameritas Investment Corp Lincoln NE 06/2017 09/2017
Manatee River Financial Group Sarasota FL 08/2016 09/2017
Cambridge Investment Research, Inc. Fairfield IA 09/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2017 Present
  • 04/2015 → 09/2017
    Capital Choice Financial Services, Inc.
    Greensboro, GA
  • 06/2015 → 06/2017
    Ccf Investments, Inc.
    Greensboro, GA
  • 01/2017 → 06/2017
    Capital Choice Investment Advisers, Inc.
    Greensboro, GA
  • 06/2017 → 09/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 08/2016 → 09/2017
    Manatee River Financial Group
    Sarasota, FL
  • 09/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2017-06-20 → 2017-10-02
    Ameritas Investment Company, Llc
    Sarasota, FL
    Sarasota, FL
    Lincoln, NE
    Greensboro, GA
  • 2017-02-07 → 2017-06-27
    Capital Choice Investment Advisers, Inc.
    Bradenton, FL
    Greensboro, GA
    Sarasota, FL
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.SMARTPRO FINANCIAL, 6710 PROFESSIONAL PKWY W, STE 305, SARASOTA, FL, 09/2017 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL -40/WK- 33.75 HRS/TRADING. 3.SMARTPRO FINANCIAL, 6710 PROFESSIONAL PKWY W, STE 305, SARASOTA, FL, 10/2017, AS INDEPENDNET INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, INVREL, 5HRS/MO, 0HRS/TRADING. 4.WITMAN WEALTH LLC, 7884 Syracuse Dr, Clermont, FL 34714, 03/2026, Owner, Tax purposes only, NIR, 40 HR/MO, 40 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-18
S63 Uniform Securities Agent State Law Examination 2015-06-26
  • S65 Uniform Investment Adviser Law Examination
    2016-08-18
  • S63 Uniform Securities Agent State Law Examination
    2015-06-26

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