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Luke Rutledge

Westend Advisors, LLC

Charlotte, NC

Santa Monica, CA

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Current Employers
Westend Advisors, Llc

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-21
CA RA APPROVED 2022-11-14
  • NC RA
    APPROVED
    Since 2022-11-21
  • CA RA
    APPROVED
    Since 2022-11-14

Branch Locations

1001 Morehead Square Drive Suite 600, Charlotte, NC 28203 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2016 08/2017
Allianz Global Investors Distributors Llc New York NY 09/2017 07/2018
Allianz Global Investors U.S. Llc New York NY 09/2017 07/2018
Morgan Stanley New York NY 07/2018 10/2022
Victory Capital Services, Inc. Charlotte NC 10/2022 Present
  • 08/2016 → 08/2017
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2017 → 07/2018
    Allianz Global Investors Distributors Llc
    New York, NY
  • 09/2017 → 07/2018
    Allianz Global Investors U.S. Llc
    New York, NY
  • 07/2018 → 10/2022
    Morgan Stanley
    New York, NY
  • 10/2022 → Present
    Victory Capital Services, Inc.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-03
S63 Uniform Securities Agent State Law Examination 2016-09-12
  • S65 Uniform Investment Adviser Law Examination
    2018-08-03
  • S63 Uniform Securities Agent State Law Examination
    2016-09-12
Other Names
  • Luke M Rutledge
  • Luke Mario Rutledge

View on SEC IAPD

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