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Scotty Santos Pires

Osaic Wealth, Inc.

Acushnet, MA

St. Petersburg, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-14
  • MA RA
    APPROVED
    Since 2024-06-14

Branch Locations

38 South Main Street, Acushnet, MA 02743 • United States

6414 1St Avenue N, St. Petersburg, FL 33710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pires Financial Group Acushnet MA 12/2014 Present
Securities America Advisors Acushnet MA 06/2022 06/2024
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
  • 12/2014 → Present
    Pires Financial Group
    Acushnet, MA
  • 06/2022 → 06/2024
    Securities America Advisors
    Acushnet, MA
  • 06/2024 → Present
    Jersey City, NJ
Previous Registrations
  • 2022-06-28 → 2024-06-14
    Securities America Advisors, Inc.
    Acushnet, MA
Other Businesses

1. SMP Real Estate LLC Position: Member - Nature: Rental property - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 03/04/2021 Address: 38 S Main Street, Acushnet MA 02743, United States 2. Rental Position: Owner - Nature: Rental Property - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 10/15/2015 Address: 41 Covell Street, Acushnet MA 02743, United States 3. PIRES FINANCIAL SERVICES/ECHELON PLANNING GROUP POSITION: Owner NATURE: Life insurance and fixed annuities INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/05/2014 ADDRESS: 38 S Main Street, Acushnet MA 02743, United States DESCRIPTION: Provide insurance products to individuals and business owners looking to protect income and assets. 4. Security American Advisors Position: Investment Advisor Representative - Nature: Financial Advice - Investment Related: Yes - Hours: 30 - Securities Trading Hours: 240 - Start Date: 06/27/2022 Address: 38 S Main Street, Acushnet MA 02743, United States 5. ECHELON PLANNING GROUP - DBA 6. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2023 ADDRESS: 38 S Main St, Acushnet MA 02743, United States DESCRIPTION: Notary Public of the Commonwealth of Massachusetts

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-23
  • S65 Uniform Investment Adviser Law Examination
    2022-04-23

View on SEC IAPD

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