Scotty Santos Pires

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Pires Financial Group
  Acushnet, MA
• 06/2022 → 06/2024
  Securities America Advisors
  Acushnet, MA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-06-28 → 2024-06-14
  Securities America Advisors, Inc.
  Acushnet, MA

Other Businesses

1. SMP Real Estate LLC Position: Member - Nature: Rental property - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 03/04/2021 Address: 38 S Main Street, Acushnet MA 02743, United States 2. Rental Position: Owner - Nature: Rental Property - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 10/15/2015 Address: 41 Covell Street, Acushnet MA 02743, United States 3. PIRES FINANCIAL SERVICES/ECHELON PLANNING GROUP POSITION: Owner NATURE: Life insurance and fixed annuities INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/05/2014 ADDRESS: 38 S Main Street, Acushnet MA 02743, United States DESCRIPTION: Provide insurance products to individuals and business owners looking to protect income and assets. 4. Security American Advisors Position: Investment Advisor Representative - Nature: Financial Advice - Investment Related: Yes - Hours: 30 - Securities Trading Hours: 240 - Start Date: 06/27/2022 Address: 38 S Main Street, Acushnet MA 02743, United States 5. ECHELON PLANNING GROUP - DBA 6. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2023 ADDRESS: 38 S Main St, Acushnet MA 02743, United States DESCRIPTION: Notary Public of the Commonwealth of Massachusetts

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-23