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Caitlin Alyssa Luttrell

Raymond James Financial Services Advisors, Inc

Los Gatos, CA

CRD 6504956

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
CA RA APPROVED 2016-04-13
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • CA RA
    APPROVED
    Since 2016-04-13

Branch Locations

237 West Main Street, Los Gatos, CA 95030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Los Gatos CA 06/2015 Present
Raymond James Financial Services Advisors Inc. Los Gatos CA 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-08
  • S66 Uniform Combined State Law Examination
    2016-04-08
Other Names
  • Caitlin Alyssa Mccormick

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC

Nearby Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY

Nearby Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA

More in Los Gatos, CA

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