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Christopher Steven Gautier

Nomura Investment Management Business Trust

Frisco, TX

Philadelphia, PA

American Beacon Advisors, Inc.

Irving, TX

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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-22
TX RA APPROVED 2026-04-21
  • PA RA
    APPROVED
    Since 2026-04-22
  • TX RA
    APPROVED
    Since 2026-04-21

Branch Locations

Frisco, TX • United States

610 Market Street, Philadelphia, PA 19106 • United States

American Beacon Advisors, Inc.

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-23
  • TX RA
    APPROVED
    Since 2018-02-23

Branch Locations

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2015 09/2016
Highland Capital Funds Distributor, Inc. Dallas TX 09/2016 01/2018
American Beacon Advisors, Inc. Irving TX 01/2018 02/2018
Foreside Fund Services, Llc Irving TX 02/2018 02/2018
Resolute Investment Distributors, Inc. Irving TX 02/2018 08/2024
Resolute Investment Services Irving TX 01/2018 08/2024
Cx Institutional, Llc Plano TX 08/2024 04/2026
Delaware Distributors, L.P. Philadelphia PA 04/2026 Present
Nomura Investment Management Advisors Pennsylvania PA 04/2026 Present
Nomura Capital Management Llc Philadelphia PA 06/2026 Present
  • 06/2015 → 09/2016
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 09/2016 → 01/2018
    Highland Capital Funds Distributor, Inc.
    Dallas, TX
  • 01/2018 → 02/2018
    American Beacon Advisors, Inc.
    Irving, TX
  • 02/2018 → 02/2018
    Foreside Fund Services, Llc
    Irving, TX
  • 02/2018 → 08/2024
    Resolute Investment Distributors, Inc.
    Irving, TX
  • 01/2018 → 08/2024
    Resolute Investment Services
    Irving, TX
  • 08/2024 → 04/2026
    Cx Institutional, Llc
    Plano, TX
  • 04/2026 → Present
    Delaware Distributors, L.P.
    Philadelphia, PA
  • 04/2026 → Present
    Nomura Investment Management Advisors
    Pennsylvania, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-04
S63 Uniform Securities Agent State Law Examination 2015-07-17
  • S66 Uniform Combined State Law Examination
    2016-03-04
  • S63 Uniform Securities Agent State Law Examination
    2015-07-17
Other Names
  • Christopher Steven Gautier
  • Christopher Gautier

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
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