Benjamin I Liener

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 09/2016 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*113847 For profit or not for profit: Non-Profit Organization Name of outside business organization: Epilepsy Foundation of Greater Chicago Investment related: N Address of business: Chicago IL, Illinois 60602 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 5/1/2018 Number of hours devoted: 15 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: The Associate Board is a networking group of philanthropic professionals with a collective goal to attract members to raise resources, broaden the volunteer base, and enhance awareness of the Epilepsy Foundation of Greater Chicago while developing I*113429 For profit or not for profit: Non-Profit Organization Name of outside business organization: Cara Chicago Investment related: N Address of business: Chicago, Illinois 60661 Nature of business: Charitable Organization, Compensation for Activity: N Position, title, association: Committee Member, Start date of relationship: 4/3/2018 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Entity strives to end the cycle of poverty in the Chicago area. Work to help homeless individuals get off the street - into jobs - budget and ultimately become a contributing member to society.

Exams

• S66 Uniform Combined State Law Examination
  2016-10-28