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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-13 |
| CA | RA | APPROVED | 2017-08-31 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Salt Lake City | UT | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 08/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2017 | Present |
| Bank Of America, N.A. | Chandler | AZ | 09/2017 | Present |
I*: 2608266 Entity Type: For Profit Name of OBA: Carbon and Crust Address: Mesa, AZ 85212 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 7/9/2025 Number of Hours: 20 hrs mthly Number of Hours during trading: 0 Duties: Make Pizza and cater events such as weddings and baby showers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-26 |
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