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James Robert Basiliere

Ameriprise Financial Services, LLC

Auburndale, MA

Londonderry, NH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-06-06
TX RA APPROVED_RES 2023-02-16
  • NH RA
    APPROVED
    Since 2024-06-06
  • TX RA
    APPROVED_RES
    Since 2023-02-16

Branch Locations

450 Lexington St Ste 202, Auburndale, MA 02466 • United States

Londonderry, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elon University Elon NC 08/2016 01/2017
Ameriprise Financial Services, Inc. Auburndale MA 02/2017 03/2020
Ameriprise Financial Services, Llc Auburndale MA 03/2020 Present
  • 08/2016 → 01/2017
    Elon University
    Elon, NC
  • 02/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Auburndale, MA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Auburndale, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-26
  • S66 Uniform Combined State Law Examination
    2017-10-26
Other Names
  • Jake Basiliere

View on SEC IAPD

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