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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-07-21
  • VA RA
    APPROVED
    Since 2016-07-21

Branch Locations

2201 West Broad Street Suite 205, Richmond, VA 23220 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc. Midlothian VA 09/1998 Present
Signator Investors, Inc. Midlothian VA 05/2016 Present
Kestra Advisory Services, Llc Richmond VA 07/2016 Present
Kestra Investment Services, Llc Richmond VA 07/2016 Present
  • 09/1998 → Present
    Transamerica Financial Advisors, Inc.
    Midlothian, VA
  • 05/2016 → Present
    Signator Investors, Inc.
    Midlothian, VA
  • 07/2016 → Present
    Richmond, VA
  • 07/2016 → Present
    Kestra Investment Services, Llc
    Richmond, VA
Previous Registrations
Other Businesses

Business Name: Ray Olson, LLC Investment Related: Yes Address: 13803 Village Mill Drive, Suite 300 Midlothian VA 23114 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 1/1/1998 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Investment Management Financial Planning Financial AdvisorBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 7/12/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisor RepresentativeBusiness Name: Ray Olson Investment Related: No Address: 13803 Village Mill Drive Suite 300 Midlothian, VA VA 23114 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell insuranceBusiness Name: Board Member for Eagle Court HOA Investment Related: No Address: PO Box 302 Nellysford VA 22958 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 10/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: biannual meeting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-23
S63 Uniform Securities Agent State Law Examination 1998-10-23
  • S65 Uniform Investment Adviser Law Examination
    1998-11-23
  • S63 Uniform Securities Agent State Law Examination
    1998-10-23

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