Brett Harrison Newell

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2017
  Vanguard Group Inc
  Scottsdale, AZ
• 06/2017 → 04/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2018 → Present
  Private Client Services
  Overland Park, KS
• 06/2017 → Present
  Prime Capital Financial
  Overland Park, KS

Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS. 66201 COLLEGE BLVD, STE 150, OVERLAND PARK, KS 66211. Senior Associate, Private Investments. 156 HOURS/MO; 130 DURING TRADING HOURS. 2) Private Client Services (PCS)

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-08-26

Designations

• Chartered Financial Analyst