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Kay Michelle Darflinger

LPl Financial LLC

Valdosta, GA

Valdosta, GA

CRD 6503449

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-17
GA RA APPROVED 2022-05-04
  • TX RA
    APPROVED
    Since 2022-08-17
  • GA RA
    APPROVED
    Since 2022-05-04

Branch Locations

Valdosta, GA • United States

1300 Old Clyattville Rd, Valdosta, GA 31601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Valdosta GA 06/2015 11/2016
Wells Fargo Clearing Services, Llc Valdosta GA 11/2016 05/2022
Lpl Financial Llc Valdosta GA 05/2022 Present
Previous Registrations
Other Businesses

1) 5/2022- KMD Wealth Management LLC- Business Entity for Tax Purposes- inv. related- Valdosta, GA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-04
  • S66 Uniform Combined State Law Examination
    2015-08-04
Other Names
  • Kay Michelle Robinson
  • Kay Darflinger

View on SEC IAPD

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