Ryan Matthew Shoaf

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2017
  Axa Advisors, Llc
  New York, NY
• 12/2017 → 09/2020
  Tiaa
  Charlotte, NC
• 12/2017 → 09/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 09/2020 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2020 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 09/2020 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2017-12-12 → 2020-10-06
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 2016-07-11 → 2017-12-07
  Equitable Advisors, Llc
  Salisbury, NC
  Charlotte, NC
  Charlotte, NC
  Cornelius, NC

Other Businesses

NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CONCORD, NC NATURE OF BUSINESS: IRREVOCABLE TRUST POSITION: TRUSTEE START DATE: 09/2020 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE TRUST ONLY CONTAINS REAL ESTATE ASSETS AND DOES NOT CONTAIN SECURITIES. I HIRE A PROPERTY MANAGEMENT COMPANY TO MANGE THE PROPERTIES. MY DUTIES ARE TO PAY TAXES AND SIMPLE OVERSIGHT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  2015-07-16

Designations

• Certified Financial Planner

Other Names

• Ryan Shoaf