William J Ludwig

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2016
  Wells Fargo Advisors
  St Louis, MO
• 08/2014 → 09/2017
  Applebee'S
  Arnold, MO
• 11/2012 → 09/2017
  Helzberg Diamonds
  St. Louis, MO
• 09/2016 → 03/2018
  Scottrade
  St. Louis, MO
• 02/2018 → 05/2022
  Td Ameritrade, Inc.
  St. Louis, MO
• 02/2018 → 05/2022
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 06/2022 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2022-01-26 → 2022-05-23
  Charles Schwab & Co., Inc.
  Chesterfield, MO
• 2018-02-27 → 2022-05-19
  Td Ameritrade, Inc.
  St. Louis, MO
  Chesterfield, MO
• 2018-02-26 → 2022-05-19
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  St. Louis, MO
  Chesterfield, MO
• 2017-01-27 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2015-10-09 → 2016-09-29
  Wells Fargo Clearing Services, Llc
  St. Louis, MO

Other Businesses

the name of the other business; Rental Property whether the business is investment-related; No the address of the other business; Imperial, MO the nature of the other business; rental property your position; Owner title, or relationship with the other business; rental property owner the start date of your relationship; 4/22/19 the approximate number of hours/month you devote to the other business; 1-5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; rental property owner

Exams

• S66 Uniform Combined State Law Examination
  2015-10-09

Other Names

• William Ludwig
• William J Ludwig