Peter Julius Fallon

Employer firm

Santa Barbara Management CRD 334801

$530M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Boston, MA
• 07/2016 → 09/2016
  Credit Suisse
  New York, NY
• 11/2016 → 02/2018
  Wells Fargo Clearing Services, Llc
  Boston, MA
• 02/2018 → 07/2022
  First Republic Securities Company, Llc
  Boston, MA
• 02/2018 → 07/2022
  First Republic Investment Management, Inc.
  Boston, MA
• 08/2022 → 12/2025
  Boston Consulting Group
  Chicago, IL
• 01/2026 → Present
  Santa Barbara Management
  Chicago, IL

Previous Registrations

• 2018-03-12 → 2022-07-05
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
• 2017-04-10 → 2018-03-05
  Wells Fargo Clearing Services, Llc
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2017-04-10

Other Names

• Peter Fallon
• Pj Fallon
• Peter Julius Fallon