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Peter Julius Fallon

Santa Barbara Management

Chicago, IL

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Current Employers
Santa Barbara Management

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-20
IL RA APPROVED 2026-01-14
  • NY RA
    APPROVED
    Since 2026-01-20
  • IL RA
    APPROVED
    Since 2026-01-14

Branch Locations

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Boston MA 09/2016 11/2016
Credit Suisse New York NY 07/2016 09/2016
Wells Fargo Clearing Services, Llc Boston MA 11/2016 02/2018
First Republic Securities Company, Llc Boston MA 02/2018 07/2022
First Republic Investment Management, Inc. Boston MA 02/2018 07/2022
Boston Consulting Group Chicago IL 08/2022 12/2025
Santa Barbara Management Chicago IL 01/2026 Present
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Boston, MA
  • 07/2016 → 09/2016
    Credit Suisse
    New York, NY
  • 11/2016 → 02/2018
    Wells Fargo Clearing Services, Llc
    Boston, MA
  • 02/2018 → 07/2022
    First Republic Securities Company, Llc
    Boston, MA
  • 02/2018 → 07/2022
    First Republic Investment Management, Inc.
    Boston, MA
  • 08/2022 → 12/2025
    Boston Consulting Group
    Chicago, IL
  • 01/2026 → Present
    Santa Barbara Management
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2017-04-10
Other Names
  • Peter Fallon
  • Pj Fallon
  • Peter Julius Fallon

View on SEC IAPD

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