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Bennett Alan Hughes

Charles Schwab & Co., Inc.

Leawood, KS

CRD 6502153

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-05-29
  • KS RA
    APPROVED
    Since 2025-05-29

Branch Locations

13501 Nall Avenue, Leawood, KS 66224-8902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Overland Park KS 05/2016 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2018 03/2025
Northwestern Mutual Investment Services Llc Kansas City MO 05/2018 03/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2018 03/2025
Charles Schwab & Co., Inc. Leawood KS 04/2025 Present
Charles Schwab Bank, Ssb Leawood KS 04/2025 Present
  • 05/2016 → 05/2018
    Foresters Financial Services
    Overland Park, KS
  • 05/2018 → 03/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2018 → 03/2025
    Northwestern Mutual Investment Services Llc
    Kansas City, MO
  • 11/2018 → 03/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2025 → Present
    Charles Schwab & Co., Inc.
    Leawood, KS
  • 04/2025 → Present
    Charles Schwab Bank, Ssb
    Leawood, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-29
S63 Uniform Securities Agent State Law Examination 2016-07-05
  • S65 Uniform Investment Adviser Law Examination
    2025-05-29
  • S63 Uniform Securities Agent State Law Examination
    2016-07-05
Other Names
  • Bennett Alan Hughes

View on SEC IAPD

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