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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2024-02-14
TX RA APPROVED 2015-12-15
  • PR RA
    APPROVED
    Since 2024-02-14
  • TX RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Arlington, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Fort Worth TX 01/2015 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
Previous Registrations
  • 2013-03-12 → 2014-04-18
    Curian Capital, Llc
    Franklin, TN
    Denver, CO
  • 2006-04-20 → 2008-01-22
    Covington, LA
    Satellite Beach, FL
  • 2005-07-06 → 2006-02-23
    Chase Investment Services Corp.
    Metairie, LA
    New Orleans, LA
  • 2004-07-27 → 2005-07-06
    Banc One Securities Corporation
    Metaire, LA
  • 1999-07-12 → 2004-05-10
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-11
S63 Uniform Securities Agent State Law Examination 1998-11-16
  • S65 Uniform Investment Adviser Law Examination
    2013-03-11
  • S63 Uniform Securities Agent State Law Examination
    1998-11-16
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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