Douglas Martin Raible

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-01-25

PA RA
APPROVED

Since 2022-01-25

Branch Locations

West Mifflin, PA • United States

300 Mount Lebanon Blvd Ste 2214, Pittsburgh, PA 15234 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Pittsburgh	PA	06/2015	07/2018
Nylife Securities Llc	Pittsburgh	PA	06/2015	07/2018
Nationwide Securities Llc	Columbus	OH	07/2018	10/2019
Nationwide Insurance	Lower Burell	PA	07/2018	08/2019
Lpl Financial Llc	Lower Burrell	PA	10/2019	Present

06/2015 → 07/2018

New York Life Insurance Company

Pittsburgh, PA
06/2015 → 07/2018

Nylife Securities Llc

Pittsburgh, PA
07/2018 → 10/2019

Nationwide Securities Llc

Columbus, OH
07/2018 → 08/2019

Nationwide Insurance

Lower Burell, PA
10/2019 → Present

Lpl Financial Llc

Lower Burrell, PA

Other Businesses

1)10/1/19- Sterling Heights Financial llc- DBA for LPL Business (entity for LPL business)- Inv. Related- Lower Burrell, PA- 120hrs/mth 2)10/1/19- Daniel Carinci Agency LLC -Non-Variable Insurance - Agent- Inv. Related- Lower Burrell, PA -8hrs/mth 3)10/1/19 - Raible Realty Investments LLC- Real Estate Rental - Owner- Inv. Related- North Huntingdon, PA- start date 2/5/19- 5hrs/mith - 5% 4) 10/1/19 - Raible Realty Investments LLC- Notary service- Inv. Related- North Huntingdon, PA- start date 2/5/19- 5hrs/mith - 5% 5)10/1/19- Pittsburgh Investor - Consulting services /Owner- Non-Inv. Related- North Huntingdon, PA - 1hr/mth- 5% 6) 10/17/2019 - Underwriters Brokerage Service - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/03/2019 - 0 hrs/mo - 0 hrs during trading. 7) 11/05/2019 - Sterling Heights Financial Group, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/07/2019 - 160 hrs/mo - 6 hrs during trading. 8) 01/30/2026 - Secretos Homestead, LLC - Other - Restaurant Owner/Investor - Partner - Not Investment Related - Homestead, PA - Start Date 06/001/2021 - 5 hours per month/ 2 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-22
S63	Uniform Securities Agent State Law Examination	2015-07-21

S65 Uniform Investment Adviser Law Examination

2022-01-22
S63 Uniform Securities Agent State Law Examination

2015-07-21

Other Names

Doug Martin Raible
Douglas Raible

View on SEC IAPD