Best Investors Account Sign in
Inactive

Jacob Rothwell Walters

Sawyer Falduto Asset Management, LLC

Elmhurst, IL

CRD 6501521

Claim This Profile
Employer firm

Sawyer Falduto Asset Management, LLC CRD 145026

$897M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sawyer Falduto Asset Management, Llc

589 S. York Street, Elmhurst, IL 60126 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-09-03
  • IL RA
    APPROVED
    Since 2016-09-03

Branch Locations

589 S. York Street, Elmhurst, IL 60126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sawyer Falduto Asset Management, Llc Elmhurst IL 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-03
  • S65 Uniform Investment Adviser Law Examination
    2016-09-03
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

STRATOS WEALTH PARTNERS, LTD
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

Byron Thomas Ramult
Christopher J DeSimone
Anthony Miguel Bandel

Nearby Offices

STRATOS WEALTH PARTNERS, LTD · Elmhurst, IL
EDWARD JONES · Elmhurst, IL
STRATOS WEALTH PARTNERS, LTD · Elmhurst, IL

More in Elmhurst, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor