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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2015-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott Royal | Omaha | NE | 08/2015 | 12/2018 |
| Northwestern Mutual Investment Services Llc | Omaha | NE | 08/2015 | Present |
| Northwestern Mutual Life Insurance Company | Omaha | NE | 12/2018 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2022 | Present |
1. OWNER, SUMMERWELLS 1, INC., LEGAL ENTITY, START DATE: 3/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. SECTION 5 TOWNSHIP 113, SECTION 5 TOWNSHIP 113, MILLER, , SOUTH DAKOTA, 57362, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/02/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN THE LAND AND USE IT FOR RECREATIONAL PURPOSES - THE LAND IS PART AGRICULTURAL AND WILL BE LEASED OUT TO A LOCAL FARMER. investment related. 3. OWNER, ST HOLDINGS 87 LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 08/31/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. ROYAL FARMS, LLP, VARIOUS PARCELS IN MILLER, MILLER, , SOUTH DAKOTA, 57362, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/08/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 20.34% OWNER OF ROYAL FARMS, LLP. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-22 |
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