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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2022-11-19
OR RA APPROVED 2017-09-11
  • PR RA
    APPROVED
    Since 2022-11-19
  • OR RA
    APPROVED
    Since 2017-09-11

Branch Locations

Atherton, CA • United States

3131 Camino Del Rio North Suite 415, San Diego, CA 92108 • United States

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services St. Petersburg FL 02/2015 01/2017
M Holdings Securities, Inc. Portland OR 09/2017 Present
Unemployed Safety Harbor FL 01/2017 09/2017
  • 02/2015 → 01/2017
    Raymond James Financial Services
    St. Petersburg, FL
  • 09/2017 → Present
    Portland, OR
  • 01/2017 → 09/2017
    Unemployed
    Safety Harbor, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-13
S63 Uniform Securities Agent State Law Examination 2006-09-18
  • S66 Uniform Combined State Law Examination
    2009-07-13
  • S63 Uniform Securities Agent State Law Examination
    2006-09-18
Other Names
  • Douglas M Hall

View on SEC IAPD

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