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Taylor James Elroy Elliott

Captrust

Sacramento, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-24
TX RA APPROVED 2021-08-24
  • CA RA
    APPROVED
    Since 2021-08-24
  • TX RA
    APPROVED
    Since 2021-08-24

Branch Locations

740 University Avenue, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Roseville CA 05/2015 07/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2021
Capfinancial Partners, Llc. (Captrust) Raleigh NC 07/2021 Present
Capfinancial Securities Llc Raleigh NC 07/2021 Present
  • 05/2015 → 07/2021
    Fidelity Brokerage Services Llc
    Roseville, CA
  • 07/2018 → 07/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2021 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
  • 07/2021 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2018-07-13 → 2021-07-12
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-03-14 → 2018-07-13
    Strategic Advisers Llc
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-24
  • S66 Uniform Combined State Law Examination
    2015-08-24

View on SEC IAPD

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Other Investors

EDWARD SAL GUANILL
GARY PETER LIBHART
PAIGE DETER FARRELL
Heather Story
ROSS BEARDSLEE LEVINE
ANDREA LYNN SILVA
LOEL GLEN HEUPEL
JEFFREY I BEDELL

Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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