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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-13
  • FL RA
    APPROVED
    Since 2023-06-13

Branch Locations

600 Cleveland Street Suite 1060, Clearwater, FL 33755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Sunrise FL 01/2016 07/2016
Foresters Financial Services Sunrise FL 07/2016 12/2018
Massmutual Life Insurance Ft Lauderdale FL 01/2019 08/2020
Massmutual South Florida/Mml Investor Services Ft Lauderdale FL 01/2019 08/2020
Hornor Townsend & Kent Llc Horsham PA 09/2020 06/2021
Penn Mutual Life Insurance Company Horsham PA 08/2020 06/2021
Fisher Investments Tampa FL 10/2021 05/2023
Unemployed Boca Raton FL 06/2021 10/2021
Level Four Financial Dallas TX 05/2023 Present
Level Four Advisory Services, Llc Dallas TX 05/2023 Present
  • 01/2016 → 07/2016
    Foresters Financial Services
    Sunrise, FL
  • 07/2016 → 12/2018
    Foresters Financial Services
    Sunrise, FL
  • 01/2019 → 08/2020
    Massmutual Life Insurance
    Ft Lauderdale, FL
  • 01/2019 → 08/2020
    Massmutual South Florida/Mml Investor Services
    Ft Lauderdale, FL
  • 09/2020 → 06/2021
    Horsham, PA
  • 08/2020 → 06/2021
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 10/2021 → 05/2023
    Tampa, FL
  • 06/2021 → 10/2021
    Unemployed
    Boca Raton, FL
  • 05/2023 → Present
    Level Four Financial
    Dallas, TX
  • 05/2023 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-18
S63 Uniform Securities Agent State Law Examination 2016-03-04
  • S65 Uniform Investment Adviser Law Examination
    2020-07-18
  • S63 Uniform Securities Agent State Law Examination
    2016-03-04

View on SEC IAPD

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