Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-11
  • TX RA
    APPROVED
    Since 2019-02-11

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas A&M University College Station TX 08/2013 05/2017
Charles Schwab & Co., Inc. Westlake TX 07/2017 Present
Charles Schwab Bank Westlake TX 06/2019 Present
  • 08/2013 → 05/2017
    Texas A&M University
    College Station, TX
  • 07/2017 → Present
    Westlake, TX
  • 06/2019 → Present
    Charles Schwab Bank
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
S63 Uniform Securities Agent State Law Examination 2018-01-22
  • S66 Uniform Combined State Law Examination
    2019-02-11
  • S63 Uniform Securities Agent State Law Examination
    2018-01-22
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor