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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2021-05-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Air National Guard | Aurora | CO | 09/2011 | 09/2021 |
| Edward Jones | St. Louis | MO | 06/2015 | 04/2021 |
| Morgan Stanley Smith Barney Llc | Loveland | CO | 04/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2021 | Present |
*576751 - Noco Childrens Business Fair; Investment Related: Yes; Windsor, Colorado; Myself and another mom from school organzie an event for kids to come and sell their items. It's craft fair style where they have booths and we invite the public to come shop from the kids; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2023; During Business Hours: 0; After Business Hours: 2; Administrative, Fundraising, Sales/Marketing *621235- Hubert & Magdalene LLC; Investment related: Yes; Severance, Colorado; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours: 0; Expandin on sales/marketing. I will be re-sharing the business' social media posts. I may appear in marketing images:Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-10 |
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