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Current Employers
Brighton Securities Corp.

1703 Monroe Avenue, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
NY RA APPROVED 2021-05-14
  • MI RA
    APPROVED
    Since 2025-01-01
  • NY RA
    APPROVED
    Since 2021-05-14

Branch Locations

1703 Monroe Avenue, Rochester, NY 14618-1487 • UNITED STATES

1703 Monroe Avenue, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighton Securities Corp. Rochester NY 03/2016 10/2016
Brighton Securities Corp Rochester NY 11/2016 Present
Other Businesses

Tax referral fee from Brighton Securities Tax and Accounting an affiliate of Brighton Securities Corp. spends less than 1 hour per week, started in 12/2017

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-28
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S65 Uniform Investment Adviser Law Examination
    2016-10-28
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19
Other Names
  • Todd W Alexander
  • Todd W Alexander

View on SEC IAPD

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