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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2020-10-23 |
| TX | RA | APPROVED_RES | 2020-05-26 |
Branch Locations
Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Parsippany | NJ | 02/2016 | 06/2017 |
| Macro Consulting Group, Llc | Parsippany | NY | 02/2016 | 06/2017 |
| Ubs Financial Services Inc. | Paramus | NJ | 06/2017 | 05/2020 |
| Morgan Stanley Smith Barney Llc | Paramus | NJ | 05/2020 | Present |
*409606 - Trust; Investment related Yes; Mahwah, New Jersey; 10/2004; During business hours: 0; After business hours: 3 *575397- Door Dash; Investment related: No; San Francisco, California; Delivery; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 11/2023; During business hours: 0; After business hours: 8; delivery driver
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-13 |
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