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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
11341 Gold Express Dr Ste 110, Gold River, CA 95670 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2015 | 12/2019 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 11/2024 |
| Ameriprise Financial Services, Llc | Gold River | CA | 11/2024 | Present |
Board of Directors; SIFEDH; member; P.O. Box 6526 , , Folsom, CA, 95763; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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