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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-01
TX RA APPROVED 2024-11-01
  • CA RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

11341 Gold Express Dr Ste 110, Gold River, CA 95670 • United States

El Dorado Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2015 12/2019
Equitable Advisors, Llc New York NY 01/2020 11/2024
Ameriprise Financial Services, Llc Gold River CA 11/2024 Present
Previous Registrations
Other Businesses

Board of Directors; SIFEDH; member; P.O. Box 6526 , , Folsom, CA, 95763; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 2015-09-11
  • S65 Uniform Investment Adviser Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    2015-09-11
Other Names
  • Svatava Pearce
  • Svata Hanzikova
  • Svata Pearce

View on SEC IAPD

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