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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
2377 Gold Meadow Way Ste 100, Gold River, CA 95670 • United States
1817 Maryal Drive Suite 200, Sacramento, CA 95864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities,Inc | San Diego | CA | 03/2004 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Advisors Llc | Sacramento | CA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) PATRICK MCLAUGHLIN TAX PREPARATION; SOLE PROPRIETOR; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE:1/1/2009 2.) MCLAUGHLIN WEALTH ADVISOR; ADVISOR; DBA (OFFERS ONLY FIRST ALLIED PRODUCTS); START DATE: 06/06/2017; 160 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-09 |
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