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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
MO RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

601 E 63Rd St, Kansas City, KS 66110 • United States

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Prosperity Advisors Llc Kansas City MO 01/2021 Present
Comprehensive Retirement Solutions (Crs) Carmel IN 03/2022 01/2023
Prosperity Holdings, Llc Overland Park KS 03/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2021 → Present
    Prosperity Advisors Llc
    Kansas City, MO
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs)
    Carmel, IN
  • 03/2022 → Present
    Prosperity Holdings, Llc
    Overland Park, KS
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-11-16 → 2010-10-28
    Waddell & Reed
    Overland Park, KS
    Shawnee, KS
    Kansas City, MO
    Shawnee, KS
    Kansas City, MO
Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES ; (2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; (3) NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS; (4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE ; (5) NAME OF OTHER BUSINESS: HEMMER HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 12/2021; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PASSIVE INVESTMENT, OWN SHARES IN PROSPERITY ADVISORS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-15
S63 Uniform Securities Agent State Law Examination 2004-10-29
  • S65 Uniform Investment Adviser Law Examination
    2004-11-15
  • S63 Uniform Securities Agent State Law Examination
    2004-10-29
Other Names
  • Brad Hemmer

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