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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-12 |
| TX | RA | APPROVED | 2022-05-12 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2015 | 05/2022 |
| Bank Of America, N.A. | New York | NY | 05/2018 | 05/2022 |
| Morgan Stanley Smith Barney Llc | New York | NY | 05/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2022 | Present |
V Foundation Next Gen Committee / Non-Investment Related / Cary, NC / Charitable Organization, Medical / Other Committee / Start 01-August-2021 / 4 hours devoted monthly / 0 during trading / Business Development, Growth / Unofficial committee centered around fund raising and event planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-15 |
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