Andrew Myles Greenberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-11-12
TX	RA	APPROVED_RES	2020-11-12

NJ RA
APPROVED

Since 2020-11-12
TX RA
APPROVED_RES

Since 2020-11-12

Branch Locations

3428 Route 9 North Suite 201, Freehold, NJ 07728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities Inc.	San Diego	CA	05/2015	09/2022
First Allied Advisory Services, Inc.	Chesterfield	MO	03/2016	11/2020
Cetera Investment Advisers Llc	Schaumburg	IL	11/2020	Present
Cetera Advisors Llc	Freehold	NJ	09/2022	Present

05/2015 → 09/2022

First Allied Securities Inc.

San Diego, CA
03/2016 → 11/2020

First Allied Advisory Services, Inc.

Chesterfield, MO
11/2020 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
09/2022 → Present

Cetera Advisors Llc

Freehold, NJ

Previous Registrations

2016-03-15 → 2020-11-12

First Allied Advisory Services, Inc.

Freehold, NJ

Other Businesses

1.) LPA, LLC; HOLDING COMPANY; START DATE 04/01/2018; 4 HOURS PER MONTH. 2.) LPA STRATEGIC CAPITAL; INDEPENDENT CONTRACTOR; DBA; START DATE 03/01/2016; 160 HOURS PER MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-04

S66 Uniform Combined State Law Examination

2015-11-04

View on SEC IAPD