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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-25 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
1055 Franklin Avenue Garden City, New York, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | San Francisco | CA | 06/2016 | 10/2020 |
| Bimbo's 365 Club | San Francisco | CA | 10/2010 | 12/2017 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2020 | 06/2021 |
| Rbc Capital Markets, Llc | San Francisco | CA | 06/2021 | 10/2022 |
| City National Bank | San Francisco | CA | 08/2021 | 10/2022 |
| Ubs Financial Services Inc. | Garden City | NY | 01/2023 | Present |
NAME OF ENTITY: Rental Property ADDRESS: 3028 East Blackhawk Drive Phoenix, AZ 85050 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Property management CAPACITY: Owner - Active START DATE: 8/1/2021 DUTIES: Managing my rental property HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-06 |
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