Seth A Hauser

CRD 6499974

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-08
NC	RA	APPROVED	2018-10-26

TX RA
APPROVED_RES

Since 2021-01-08
NC RA
APPROVED

Since 2018-10-26

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of North Carolina At Chapel Hill	Chapel Hill	NC	08/2014	06/2018
Ubs Financial Services Inc.	Charlotte	NC	06/2018	09/2018
Morgan Stanley	Charlotte	NC	09/2018	Present
Morgan Stanley Private Bank, N.A.	New York	NY	09/2018	Present

08/2014 → 06/2018

University Of North Carolina At Chapel Hill

Chapel Hill, NC
06/2018 → 09/2018

Ubs Financial Services Inc.

Charlotte, NC
09/2018 → Present

Morgan Stanley

Charlotte, NC
09/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-18

S66 Uniform Combined State Law Examination

2018-10-18

Other Names

Seth Alexander Hauser
Seth Hauser

View on SEC IAPD

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